Chillington, Timothy John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2009-06-01 | 2012-05-01 | Rep | Dealing in securities | 2009-06-01 | 2012-05-01 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2015-12-07 | 2016-03-16 | Rep | Advising on securities | 2015-12-07 | 2017-08-29 | RO | Dealing in securities | 2016-03-16 | RO | Advising on securities | 2017-08-29 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-15 | 2015-10-01 |
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