Four, Matthew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2019-02-01 | 2019-02-27 |
2 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2015-07-16 | 2018-11-12 |
3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2018-11-12 |
4 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2011-05-30 | 2015-02-16 |
5 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2011-05-30 | 2015-02-16 |
6 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2023-01-03 | |
7 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-01-03 |
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