Law, Viola Fung Ling 羅鳳玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Advising on futures contracts | 2018-10-12 | 2018-12-07 | Rep | Dealing in futures contracts | 2018-10-12 | 2018-12-07 | Rep | Dealing in securities | 2018-10-12 | 2018-12-07 | RO | Advising on futures contracts | 2018-12-07 | 2019-04-05 | RO | Dealing in futures contracts | 2018-12-07 | 2019-04-05 | RO | Dealing in securities | 2018-12-07 | 2019-04-05 |
| 2 | Amber Hill Asset Management Limited | Rep | Advising on securities | 2018-10-12 | 2018-12-07 | RO | Advising on securities | 2018-12-07 | 2019-04-05 | RO | Asset management | 2018-12-07 | 2019-04-05 |
| 3 | BIG BAY SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-01-27 | 2017-08-12 |
| 4 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-19 | 2010-05-14 |
| 5 | GOLDENWAY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-05-19 | 2013-11-20 | RO | Dealing in securities | 2013-11-20 | 2015-02-11 |
| 6 | Kietex Capital Limited | Rep | Asset management | 2020-10-29 | 2020-11-04 | RO | Advising on securities | 2020-11-04 | RO | Asset management | 2020-11-04 |
| 7 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-10 | 2016-11-21 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-13 | 2016-11-21 | Rep | Advising on securities | 2015-09-10 | 2016-11-21 |
| 9 | Runlin Asset Management Limited | Rep | Asset management | 2019-04-30 | 2019-05-07 | RO | Asset management | 2019-05-07 | 2020-04-10 |
| 10 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-10 | 2018-05-30 | RO | Dealing in futures contracts | 2018-05-30 | 2018-10-03 |
| 11 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-01 | 2018-05-30 | RO | Advising on futures contracts | 2018-05-30 | 2018-10-03 | RO | Advising on securities | 2018-05-30 | 2018-10-03 | RO | Dealing in securities | 2018-05-30 | 2018-10-03 |
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