Yu, Hon Pan 余漢彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Holdings Company Limited | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-09-08 | Rep | Advising on corporate finance | 2003-10-09 | Rep | Advising on securities | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-04-28 | 2009-01-16 |
3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-05 | 2009-01-16 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-01-16 |
5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-03-09 | 2010-05-31 | RO | Dealing in futures contracts | 2010-05-31 | 2012-08-25 | RO | Advising on futures contracts | 2010-11-17 | 2012-08-25 |
6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-09 | 2010-05-31 | RO | Dealing in securities | 2010-05-31 | 2012-08-25 | RO | Advising on securities | 2010-11-17 | 2012-08-25 | Rep | Asset management | 2011-07-25 | 2012-08-25 |
7 | SHUN LOONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-28 | 2005-03-31 |
8 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-02-05 | 2009-01-16 |
9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2009-01-16 |
10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-10-21 | 2004-05-28 | Rep | Advising on securities | 2003-10-21 | 2004-08-19 | Rep | Dealing in securities | 2003-10-21 | 2009-01-16 |
11 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-02-06 | 2009-09-04 | Rep | Dealing in securities | 2009-02-06 | 2009-09-04 | Rep | Leveraged foreign exchange trading | 2009-02-06 | 2009-09-04 |
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