Chan, Freddy Leong Sek 陳亮碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-05 | 2007-04-21 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-10-05 | 2007-04-21 |
| 3 | Enhanced Investment Management Limited | Rep | Advising on securities | 2022-07-06 | 2022-07-20 | Rep | Asset management | 2022-07-06 | 2022-07-20 | RO | Advising on securities | 2022-07-20 | RO | Asset management | 2022-07-20 |
| 4 | Fortress Hill Capital Limited | RO | Advising on securities | 2020-08-03 | 2022-03-10 | RO | Asset management | 2020-08-03 | 2022-03-10 |
| 5 | Globe Capital Asset Management Limited | RO | Advising on securities | 2019-01-22 | 2019-10-31 | RO | Asset management | 2019-01-22 | 2019-10-31 | RO | Dealing in securities | 2019-01-22 | 2019-10-31 |
| 6 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-21 | 2007-09-04 |
| 7 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2007-09-20 | 2009-03-01 | Rep | Dealing in securities | 2009-10-15 | 2013-01-29 |
| 8 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-17 | 2016-11-10 | RO | Dealing in securities | 2016-11-10 | 2018-06-17 | RO | Advising on securities | 2017-02-09 | 2018-06-17 |
| 9 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-15 | 2007-06-08 |
| 10 | Regan International Asset Management Limited | Rep | Advising on securities | 2018-07-17 | 2018-08-01 | RO | Advising on securities | 2018-08-01 | 2018-09-18 | RO | Asset management | 2018-08-01 | 2018-09-18 |
| 11 | VMS Securities Limited | Rep | Dealing in securities | 2013-05-31 | 2016-06-21 | RO | Dealing in securities | 2016-06-21 | 2016-09-15 |
| 12 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-11 | 2009-10-02 |
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