Yan, Walras Lok Hang 甄諾衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-21 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2022-09-19 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-21 | 2022-09-19 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-21 | 2016-06-30 |
| 4 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2009-01-02 | 2012-06-01 |
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