Zuo, Wei (SFC:ALH756) 左為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Candescent Capital Limited | RO | Advising on securities | 2022-02-07 | RO | Asset management | 2022-02-07 | RO | Dealing in securities | 2022-02-07 |
| 2 | China Reserve Securities Limited | RO | Advising on securities | 2016-11-02 | 2018-02-15 | RO | Asset management | 2016-11-02 | 2018-02-15 | RO | Dealing in securities | 2016-11-02 | 2018-02-15 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-06 | 2006-06-11 | Rep | Advising on securities | 2005-08-16 | 2006-06-11 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2006-06-11 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-06 | 2006-06-11 |
| 6 | Livermore Holdings Limited | RO | Dealing in securities | 2021-04-27 | 2022-01-20 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-09-30 | 2005-06-21 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-30 | 2005-06-21 |
| 9 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2006-06-16 | 2007-04-24 | Rep | Dealing in securities | 2006-06-16 | 2008-01-07 | RO | Advising on securities | 2007-04-24 | 2016-09-29 | RO | Dealing in securities | 2008-01-07 | 2016-09-29 | RO | Asset management | 2016-03-14 | 2016-09-29 |
| 10 | YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2018-11-15 | 2020-09-02 | RO | Asset management | 2018-11-15 | 2020-09-02 |
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