Tse, Tony Yee Hin 謝宇軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-07-24 | 2009-07-29 | Rep | Dealing in securities | 2009-07-24 | 2009-07-29 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 | Rep | Dealing in securities | 2009-08-11 | 2009-10-08 | RO | Advising on corporate finance | 2009-10-08 | 2010-12-14 | RO | Dealing in securities | 2009-10-08 | 2010-12-14 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 | Rep | Dealing in securities | 2009-08-11 | 2009-10-08 | RO | Advising on corporate finance | 2009-10-08 | 2010-12-13 | RO | Dealing in securities | 2009-10-08 | 2010-12-13 |
| 4 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2005-07-05 | Rep | Advising on securities | 2005-07-05 | Rep | Dealing in securities | 2005-07-05 |
| 5 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-07-31 | 2014-08-20 | RO | Advising on corporate finance | 2014-08-20 | RO | Dealing in securities | 2019-08-15 |
| 6 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-31 | 2014-10-06 | RO | Dealing in securities | 2014-10-06 | 2020-12-28 |
| 7 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-17 | 2011-06-15 | Rep | Dealing in securities | 2011-05-17 | 2011-06-15 | RO | Advising on corporate finance | 2011-06-15 | 2012-08-31 | RO | Dealing in securities | 2011-06-15 | 2012-08-31 |
| 8 | Mason Securities Limited | Rep | Advising on corporate finance | 2011-01-20 | 2011-03-16 | Rep | Dealing in securities | 2011-01-20 | 2011-03-16 | RO | Advising on corporate finance | 2011-03-16 | 2011-04-06 | RO | Dealing in securities | 2011-03-16 | 2011-04-06 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2012-12-03 | 2012-12-10 | Rep | Dealing in securities | 2012-12-03 | 2012-12-10 | RO | Advising on corporate finance | 2012-12-10 | 2014-06-30 | RO | Dealing in securities | 2012-12-10 | 2014-06-30 |
| 10 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-08-03 | 2005-11-24 | Rep | Advising on securities | 2005-08-03 | 2005-11-24 | Rep | Dealing in securities | 2005-08-03 | 2005-11-24 | RO | Advising on corporate finance | 2005-11-24 | 2008-03-01 | RO | Advising on securities | 2005-11-24 | 2008-03-01 | RO | Dealing in securities | 2005-11-24 | 2008-03-01 |
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