Tse, Tony Yee Hin 謝宇軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Essence Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2014-08-20 | |
2 | Essence Corporate Finance (Hong Kong) Limited | RO | Dealing in securities | 2019-08-15 | |
3 | DBS ASIA CAPITAL LIMITED | Rep | Asset management | 2005-02-15 | |
4 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-07-05 | |
5 | DBS ASIA CAPITAL LIMITED | Rep | Advising on securities | 2005-07-05 | |
6 | DBS ASIA CAPITAL LIMITED | Rep | Dealing in securities | 2005-07-05 | |
7 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-08-03 | 2005-11-24 |
8 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-03 | 2005-11-24 |
9 | UOB ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-03 | 2005-11-24 |
10 | UOB ASIA (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-11-24 | 2008-03-01 |
11 | UOB ASIA (HONG KONG) LIMITED | RO | Advising on securities | 2005-11-24 | 2008-03-01 |
12 | UOB ASIA (HONG KONG) LIMITED | RO | Dealing in securities | 2005-11-24 | 2008-03-01 |
13 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-07-24 | 2009-07-29 |
14 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2009-07-24 | 2009-07-29 |
15 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 |
16 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2009-08-11 | 2009-10-08 |
17 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2009-08-11 | 2009-10-08 |
18 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-08-11 | 2009-10-08 |
19 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2009-10-08 | 2010-12-13 |
20 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2009-10-08 | 2010-12-13 |
21 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2009-10-08 | 2010-12-14 |
22 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Dealing in securities | 2009-10-08 | 2010-12-14 |
23 | Mason Securities Limited | Rep | Advising on corporate finance | 2011-01-20 | 2011-03-16 |
24 | Mason Securities Limited | Rep | Dealing in securities | 2011-01-20 | 2011-03-16 |
25 | Mason Securities Limited | RO | Advising on corporate finance | 2011-03-16 | 2011-04-06 |
26 | Mason Securities Limited | RO | Dealing in securities | 2011-03-16 | 2011-04-06 |
27 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-17 | 2011-06-15 |
28 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2011-05-17 | 2011-06-15 |
29 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2011-06-15 | 2012-08-31 |
30 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Dealing in securities | 2011-06-15 | 2012-08-31 |
31 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2012-12-03 | 2012-12-10 |
32 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-12-03 | 2012-12-10 |
33 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2012-12-10 | 2014-06-30 |
34 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2012-12-10 | 2014-06-30 |
35 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-07-31 | 2014-08-20 |
36 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-31 | 2014-10-06 |
37 | Essence International Securities (Hong Kong) Limited | RO | Dealing in securities | 2014-10-06 | 2020-12-28 |
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