Ying, Yan Kei 應仁基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2009-10-15 | 2011-03-21 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-20 | 2011-06-29 | Rep | Dealing in securities | 2011-06-29 | 2014-06-26 | RO | Advising on corporate finance | 2011-06-29 | 2014-06-26 |
| 3 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2007-06-04 | 2009-09-27 | Rep | Dealing in securities | 2007-06-04 | 2009-09-27 |
| 4 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-13 | 2014-12-23 | RO | Advising on corporate finance | 2014-12-23 | 2017-07-25 | Rep | Dealing in securities | 2015-01-08 | 2016-01-05 | RO | Dealing in securities | 2016-01-05 | 2017-07-25 |
| 5 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-20 | 2018-02-28 | Rep | Dealing in securities | 2017-11-20 | 2018-02-28 | RO | Advising on corporate finance | 2018-02-28 | RO | Dealing in securities | 2018-02-28 |
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