Yiu, Benjamin Chung Him 姚仲謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-07-15 | 2015-05-01 | Rep | Dealing in securities | 2014-07-15 | 2015-05-01 |
| 2 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-03-03 | 2021-03-31 | Rep | Dealing in securities | 2016-03-03 | 2021-03-31 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-08-22 | 2014-06-25 | Rep | Dealing in securities | 2011-08-22 | 2014-06-25 |
| 4 | Mont Avenir Capital Limited | Rep | Advising on corporate finance | 2021-09-28 | 2021-11-08 | Rep | Dealing in securities | 2021-09-28 | 2023-03-31 | RO | Advising on corporate finance | 2021-11-08 | 2023-03-31 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-08 | 2015-11-26 | Rep | Dealing in securities | 2015-05-08 | 2015-11-26 |
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