Au, Yiu Fai 區耀輝

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BaoQiao Partners Capital Limited Rep Advising on corporate finance 2010-12-02 2011-02-15
2 PEGASUS FUND MANAGERS LIMITED Rep Advising on securities 2008-03-01
Everbright Securities Investment Services (HK) Limited Rep 2008-07-11 2010-09-04
GUOTAI JUNAN ASSETS (ASIA) LIMITED Rep 2011-06-07 2014-07-01
CITIC Securities Asset Management (HK) Limited Rep 2014-07-09 2016-03-04
CITIC Securities Brokerage (HK) Limited Rep 2015-11-23 2016-02-29
Sino Wealth Asset Management Limited RO 2017-01-03 2018-07-03
Canfield Securities Company Limited RO 2018-11-22 2020-05-31
Entersys Asset Management Hong Kong Limited Rep 2020-06-30 2020-07-17
Entersys Asset Management Hong Kong Limited RO 2020-07-17 2021-05-16
Bluemount Securities Limited RO 2021-08-16 2022-05-08
Original Asset Management Limited RO 2022-06-23
3 PEGASUS FUND MANAGERS LIMITED Rep Asset management 2008-03-01
GUOTAI JUNAN ASSETS (ASIA) LIMITED Rep 2011-06-07 2014-07-01
CITIC Securities Asset Management (HK) Limited Rep 2014-07-09 2016-03-04
Sino Wealth Asset Management Limited RO 2017-01-03 2018-07-03
Canfield Securities Company Limited RO 2018-11-22 2020-05-31
Entersys Asset Management Hong Kong Limited Rep 2020-06-30 2020-07-17
Entersys Asset Management Hong Kong Limited RO 2020-07-17 2021-05-16
Bluemount Asset Management Limited RO 2021-08-16 2022-05-08
Original Asset Management Limited RO 2022-06-23
4 CES Commodities (HK) Limited Rep Dealing in futures contracts 2008-05-13 2010-09-04
5 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2008-03-25 2010-09-04
BaoQiao Partners Capital Limited Rep 2010-12-02 2011-02-15
GUOTAI JUNAN ASSETS (ASIA) LIMITED Rep 2011-06-07 2014-07-01
CITIC Securities Asset Management (HK) Limited Rep 2015-02-10 2016-03-04
CITIC Securities Brokerage (HK) Limited Rep 2015-11-23 2016-03-04
Bluemount Securities Limited RO 2021-08-16 2022-05-08
Original Group Securities Limited RO 2022-06-23

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