Chan, Lai Ngor (SFC:AEZ697) 陳麗娥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-02-07 | 2007-07-18 | Rep | Advising on corporate finance | 2007-06-18 | 2007-07-18 |
| 2 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-04-25 | 2007-06-18 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-02-07 | 2007-07-18 |
| 4 | CSC ASIA LIMITED | Rep | Advising on securities | 2004-03-30 | Rep | Asset management | 2004-03-30 | Rep | Advising on corporate finance | 2004-12-29 |
| 5 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-06-05 | 2020-08-05 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-05 | 2017-11-08 | RO | Dealing in securities | 2017-11-08 | 2020-08-05 |
| 7 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2007-09-12 | 2008-05-27 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-07-27 | 2008-05-27 |
| 9 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2021-05-12 | |
| 10 | WILSON SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-27 | 2021-04-21 | RO | Advising on securities | 2021-04-21 | RO | Dealing in securities | 2021-04-21 |
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