Fok, Chi Cheung Allen 霍智祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2016-05-20 | 2018-03-06 |
| 2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2019-10-21 | 2020-08-07 | Rep | Advising on corporate finance | 2019-12-11 | 2020-08-07 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-30 | 2015-09-20 |
| 4 | Quam Securities Limited | Rep | Advising on corporate finance | 2018-04-09 | 2019-06-28 | Rep | Dealing in securities | 2018-04-09 | 2019-06-28 |
| 5 | Sunfund Capital Limited | Rep | Advising on corporate finance | 2020-12-15 | 2021-11-16 | RO | Advising on corporate finance | 2021-11-16 | 2022-12-20 |
| 6 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-15 | 2022-12-30 |
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