Xu, Pengbing 徐鵬冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2010-10-19 | 2012-07-18 | Rep | Dealing in securities | 2010-10-19 | 2012-07-18 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-09 | 2014-11-28 | Rep | Dealing in securities | 2012-08-09 | 2014-11-28 | Rep | Dealing in futures contracts | 2014-11-03 | 2014-11-28 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-21 | 2020-06-07 |
| 4 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2021-08-02 | 2021-12-18 |
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