Ying, Chi Kwan 邢紫君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-10-27 | 2013-11-02 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-11-25 | 2020-03-25 |
| 3 | KGI CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2019-04-29 | 2020-03-25 | Rep | Dealing in securities | 2019-11-25 | 2020-03-25 |
| 4 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2024-01-05 | 2024-02-16 | Rep | Dealing in securities | 2024-01-05 | 2024-03-14 | RO | Advising on corporate finance | 2024-02-16 | 2024-03-14 |
| 5 | RaffAello Capital Limited | RO | Advising on corporate finance | 2014-02-10 | 2015-03-12 |
| 6 | RED SUN CAPITAL LIMITED | RO | Advising on corporate finance | 2020-10-05 | 2022-07-15 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2005-05-28 | 2006-08-31 |
| 8 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-08-16 | 2022-09-21 | Rep | Dealing in securities | 2022-09-21 | 2023-03-14 | RO | Advising on corporate finance | 2022-09-21 | 2023-03-14 |
| 9 | Sunfund Capital Limited | RO | Advising on corporate finance | 2015-10-27 | 2019-04-08 |
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