Tjau, Sze Wing 趙詩穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2014-09-11 | 2015-12-30 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-09-11 | 2015-12-30 | Rep | Dealing in securities | 2014-09-11 | 2015-12-30 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-09-11 | 2015-12-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-09 | 2006-07-20 | Rep | Dealing in securities | 2007-01-09 | 2007-06-01 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2006-07-20 | 2006-11-30 | Rep | Advising on securities | 2007-07-03 | 2014-08-23 | Rep | Dealing in securities | 2009-05-25 | 2014-08-23 | Rep | Asset management | 2009-09-30 | 2014-08-23 |
| 6 | Lion Global Financial Limited | Rep | Advising on securities | 2003-10-17 | 2003-11-29 |
| 7 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2003-12-19 | 2005-05-03 |
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