Wu, Tony Li Yang 吳立揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2015-05-29 | 2018-02-08 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2015-05-05 | 2016-06-30 | Rep | Dealing in securities | 2015-05-05 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2018-02-08 | Rep | Dealing in securities | 2016-07-01 | 2018-02-08 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-05-05 | 2016-06-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-18 | 2015-04-24 | Rep | Dealing in securities | 2015-03-18 | 2015-04-24 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2011-03-29 | 2015-04-24 | Rep | Dealing in securities | 2011-03-29 | 2015-04-24 |
| 6 | JQ Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-03-14 | 2019-07-16 | Rep | Asset management | 2019-03-14 | 2019-07-16 | Rep | Dealing in securities | 2019-03-14 | 2019-07-16 |
| 7 | Wynson Asset Management Limited | Rep | Advising on securities | 2019-08-14 | 2021-04-29 | Rep | Asset management | 2019-08-14 | 2021-04-29 | RO | Advising on securities | 2021-04-29 | RO | Asset management | 2021-04-29 |
| 8 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2018-03-27 | 2019-03-11 | Rep | Asset management | 2018-03-27 | 2019-03-11 | Rep | Dealing in securities | 2018-03-27 | 2019-03-11 |
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