Yip, Ching Shan (SFC:ACZ125) 葉青山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axis Capital Management Limited | Rep | Advising on securities | 2005-12-29 | 2006-08-25 | Rep | Asset management | 2005-12-29 | 2006-08-25 |
| 2 | China Finance Holdings Limited | Rep | Dealing in securities | 2005-08-24 | 2006-08-25 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-19 | 2005-07-28 |
| 4 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2005-06-01 | 2005-07-28 |
| 5 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-19 | 2005-07-28 |
| 6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-28 | Rep | Advising on securities | 2003-07-28 | Rep | Asset management | 2003-07-28 | Rep | Automated trading services | 2003-07-28 | Rep | Dealing in securities | 2004-02-09 | RO | Dealing in securities | 2004-02-09 | 2005-06-01 | Rep | Dealing in securities | 2005-06-01 | 2005-07-28 |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-09-17 | |
| 8 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-17 | Rep | Advising on securities | 2014-11-11 | 2024-01-18 |
| 9 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-10-17 | 2008-01-01 | Rep | Asset management | 2006-10-17 | 2008-01-01 |
| 10 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2007-08-03 | 2008-01-01 |
| 11 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-06-21 | 2008-01-01 | Rep | Dealing in securities | 2009-05-04 | 2009-10-12 |
| 12 | iBest Consultants Limited | Rep | Advising on securities | 2008-01-15 | 2014-08-28 | Rep | Asset management | 2008-01-15 | 2014-08-28 | Rep | Dealing in securities | 2008-06-13 | 2014-08-28 | Rep | Dealing in futures contracts | 2012-08-31 | 2014-08-28 |
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