Yiu, Man Kuen (SFC:AJB527) 姚文娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-04-26 | |
| 2 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2023-04-26 | |
| 3 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2003-09-10 | 2008-09-17 |
| 4 | Broadway Wealth Management Limited | Rep | Advising on securities | 2008-11-10 | 2009-10-02 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2009-10-28 | 2014-08-23 |
| 6 | iBest Consultants Limited | Rep | Dealing in securities | 2009-11-23 | 2014-08-23 |
| 7 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-10-16 | 2016-06-30 |
| 8 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-16 | 2016-06-30 |
| 9 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-16 | 2016-06-30 |
| 10 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2016-07-01 | 2019-07-08 |
| 11 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2019-07-08 |
| 12 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2019-11-18 | 2023-04-25 |
| 13 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2019-11-18 | 2023-04-25 |
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