Chan, Philip Chi Leung 陳子樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-06-15 | 2017-02-16 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-06-15 | 2017-02-16 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-06 | 2015-05-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-06-22 | 2015-05-30 |
| 5 | Lion Futures Limited | Rep | Advising on futures contracts | 2017-07-12 | 2017-10-16 | Rep | Dealing in futures contracts | 2017-07-12 | 2017-10-16 | RO | Advising on futures contracts | 2017-10-16 | 2017-11-30 | RO | Dealing in futures contracts | 2017-10-16 | 2017-11-30 |
| 6 | Lion International Securities Group Limited | Rep | Advising on securities | 2017-07-12 | 2017-10-16 | Rep | Dealing in securities | 2017-07-12 | 2017-10-16 | RO | Advising on securities | 2017-10-16 | 2017-11-30 | RO | Dealing in securities | 2017-10-16 | 2017-11-30 |
| 7 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2017-03-30 | 2017-06-09 | RO | Dealing in securities | 2017-06-09 | 2017-06-30 |
| 8 | Yunfeng Securities Limited | Rep | Dealing in securities | 2017-03-30 | 2017-06-09 | RO | Dealing in securities | 2017-06-09 | 2017-06-30 |
| 9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-07 | 2018-04-11 | RO | Dealing in futures contracts | 2018-04-11 |
| 10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-02-07 | 2018-04-11 | Rep | Dealing in securities | 2018-02-07 | 2018-04-11 | RO | Advising on securities | 2018-04-11 | RO | Dealing in securities | 2018-04-11 |
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