Chan, Hon Ping (SFC:AEY437) 陳漢平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-14 | Rep | Asset management | 2003-11-14 | Rep | Dealing in futures contracts | 2008-10-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-10-01 | |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-10-03 | 2016-12-31 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-03 | 2016-12-31 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-11-14 | Rep | Advising on securities | 2003-11-14 | Rep | Asset management | 2003-11-14 | Rep | Dealing in securities | 2008-10-01 |
| 6 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2011-05-03 | Rep | Dealing in securities | 2008-10-09 | 2011-05-03 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-09-29 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-09-29 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-06-29 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2024-03-28 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-29 | 2024-03-28 |
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