Chan, Suk Wan 陳淑雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-10-07 | 2014-05-15 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2013-04-16 | Rep | Advising on futures contracts | 2012-07-24 | 2013-04-16 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-06-01 | 2013-04-16 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-10-07 | 2014-05-15 |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-11-17 | 2008-04-10 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-11-17 | 2008-04-10 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2012-05-16 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-06 | 2012-05-16 |
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