Cheng, Ka Man (SFC:ALK087) 鄭嘉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-03-19 | 2013-05-03 | Rep | Dealing in securities | 2015-02-12 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-03-19 | 2013-05-03 | Rep | Dealing in futures contracts | 2015-03-16 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-03-19 | 2013-05-03 | Rep | Dealing in securities | 2015-02-12 | 2016-06-30 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-05 | 2013-03-12 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-12-09 | 2013-03-12 |
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