Chuang, Ka Chun 莊家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-01-16 | 2008-02-13 | Rep | Dealing in securities | 2006-01-16 | 2008-02-13 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2008-02-13 | Rep | Dealing in securities | 2007-09-12 | 2008-02-13 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-15 | |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-15 | |
| 5 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-03-13 | 2011-05-03 | Rep | Dealing in securities | 2008-03-13 | 2011-05-03 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2021-03-03 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2021-03-03 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-12-29 | 2004-04-26 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-29 | 2004-04-26 |
| 10 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2006-01-01 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-03 | 2006-01-01 |
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