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SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2010-03-12 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-10 | 2010-03-12 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-02 | 2010-03-12 |
| 4 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-10-12 | |
| 5 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-11-11 | |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-25 | 2012-04-21 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-03-25 | 2012-04-21 | Rep | Leveraged foreign exchange trading | 2010-03-25 | 2012-04-21 |
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