Ho, Alan To 何鍍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asian Pacific Investment Company | Rep | Advising on securities | 2004-07-14 | 2004-08-06 | Rep | Dealing in securities | 2004-07-14 | 2004-08-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-30 | 2005-09-28 |
| 3 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2009-08-03 | 2009-10-30 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-10-03 | 2007-04-11 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-19 | Rep | Advising on futures contracts | 2018-12-11 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-19 | Rep | Advising on securities | 2018-12-11 |
| 7 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-12-01 | 2011-05-03 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-22 | 2018-10-03 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2018-10-03 |
| 10 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-06-08 | 2009-06-04 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-08-10 | 2004-11-29 |
| 12 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-03-12 | Rep | Advising on securities | 2004-03-12 | Rep | Asset management | 2004-03-12 | Rep | Dealing in securities | 2004-03-12 |
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