Lau, Nim Cho 劉念祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-08-18 | 2009-07-19 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-17 | 2009-07-19 |
| 3 | CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-04-16 | 2018-05-17 | RO | Leveraged foreign exchange trading | 2018-05-17 | 2020-03-30 |
| 4 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-10-26 | 2020-05-31 | Rep | Dealing in securities | 2018-11-22 | 2020-05-31 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-06 | 2013-02-06 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-08-06 | 2013-02-06 |
| 7 | SBI FX Co., Limited | Rep | Leveraged foreign exchange trading | 2016-09-23 | 2018-04-04 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-02-25 | 2016-05-28 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-02-25 | 2014-07-07 | RO | Leveraged foreign exchange trading | 2014-07-07 | 2016-05-28 |
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