Lo, Kai Chung (SFC:AJN343) 魯啟宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-07-20 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-05-09 | 2016-07-20 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-05-09 | 2016-06-30 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-04 | 2013-06-08 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-10 | 2013-06-08 | Rep | Leveraged foreign exchange trading | 2005-02-16 | 2013-06-08 |
| 6 | Monex Boom Securities (H.K.) Limited | RO | Dealing in futures contracts | 2016-07-22 | Rep | Dealing in securities | 2016-12-13 |
| 7 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-25 | 2014-04-28 |
| 8 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-25 | 2014-04-28 |
| 9 | Win Securities Limited | Rep | Dealing in securities | 2021-07-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy