Ng, Pang Chak 吳彭澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-12-04 | 2019-07-16 |
| 2 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2020-05-25 | 2021-07-20 | Rep | Dealing in securities | 2020-05-25 | 2021-07-20 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-12-04 | 2019-07-16 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-29 | 2020-05-11 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-29 | 2020-05-11 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-26 | 2013-10-30 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-08-26 | 2013-10-30 |
| 8 | I Win Asset Management Limited | Rep | Advising on securities | 2021-11-11 | 2023-03-13 | Rep | Asset management | 2021-11-11 | 2023-03-13 | RO | Advising on securities | 2023-03-13 | RO | Asset management | 2023-03-13 |
| 9 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-03 | 2023-03-13 | RO | Dealing in securities | 2023-03-13 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-11-18 | 2010-08-16 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-18 | 2010-08-16 |
| 12 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-11-12 | 2018-11-12 |
| 13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-11-12 | 2018-11-12 |
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