Wong, Chi Pang 王崇峻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-04 | 2010-07-15 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-04 | 2010-07-15 |
| 3 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-25 | 2011-01-13 |
| 4 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-25 | 2011-01-13 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-25 | 2011-12-14 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-25 | 2011-12-14 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-26 | 2011-12-14 |
| 8 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-06 | 2012-03-01 |
| 9 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-01-06 | 2012-03-01 |
| 10 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-01-06 | 2012-03-01 |
| 11 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-03-19 | 2016-02-29 |
| 12 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-03-19 | 2016-02-29 |
| 13 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2016-03-10 | 2017-09-25 |
| 14 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2016-03-10 | 2017-09-25 |
| 15 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-08-24 |
| 16 | Glory Sun Securities Limited | Rep | Dealing in securities | 2018-09-13 | 2019-10-25 |
| 17 | Glory Sun Securities Limited | Rep | Asset management | 2018-10-05 | 2019-10-25 |
| 18 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2018-10-05 | 2019-10-25 |
| 19 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2019-12-16 | 2019-12-31 |
| 20 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2019-12-16 | 2019-12-31 |
| 21 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-01-15 | 2022-11-25 |
| 22 | SoFi Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-03-13 | 2022-11-25 |
| 23 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-01-10 | 2023-01-16 |
| 24 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-04-21 | |
| 25 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-04-21 | |
| 26 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-04-21 |
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