Yu, Lap Kwan 余立群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-04-25 | Rep | Advising on futures contracts | 2018-05-07 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-25 | Rep | Advising on securities | 2018-05-07 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-03 | 2018-04-07 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-03 | 2018-04-07 |
| 5 | QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in futures contracts | 2006-01-31 |
| 6 | Quam Securities Limited | Rep | Advising on corporate finance | 2004-01-29 | Rep | Advising on securities | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in securities | 2007-06-04 | Rep | Dealing in futures contracts | 2004-10-26 | 2007-06-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy