Yung, Lik Hang 翁力行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-15 | 2021-05-14 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2021-03-15 | 2021-05-14 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-13 | 2021-02-08 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-05-13 | 2021-02-08 | Rep | Leveraged foreign exchange trading | 2011-04-26 | 2019-12-12 |
| 5 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
| 6 | Prior Asset Management Limited | RO | Advising on securities | 2022-12-13 | RO | Asset management | 2022-12-13 |
| 7 | Prior Securities Limited | RO | Dealing in securities | 2022-09-19 | |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-10-19 | 2022-03-20 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-10-19 | 2022-03-20 |
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