Chan, Suk Man (SFC:AFT975) 陳淑敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2004-08-03 | 2009-11-30 | Rep | Advising on securities | 2004-08-03 | 2009-11-30 | Rep | Asset management | 2004-08-03 | 2009-11-30 | Rep | Dealing in securities | 2004-08-03 | 2009-11-30 |
| 2 | Fosun Asset Management Limited | Rep | Advising on securities | 2020-08-10 | 2020-09-25 | Rep | Asset management | 2020-08-10 | 2020-09-25 | Rep | Dealing in securities | 2020-08-10 | 2020-09-25 |
| 3 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2009-12-09 | 2011-12-31 | Rep | Advising on securities | 2009-12-09 | 2011-12-31 | Rep | Asset management | 2009-12-09 | 2011-12-31 | Rep | Dealing in securities | 2009-12-09 | 2011-12-31 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2010-06-24 | 2016-10-18 | Rep | Advising on securities | 2010-06-24 | 2016-10-18 | Rep | Asset management | 2010-06-24 | 2016-10-18 | Rep | Dealing in securities | 2010-06-24 | 2016-10-18 | RO | Advising on futures contracts | 2016-10-18 | 2019-12-19 | RO | Advising on securities | 2016-10-18 | 2019-12-19 | RO | Asset management | 2016-10-18 | 2019-12-19 | RO | Dealing in securities | 2016-10-18 | 2019-12-19 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-10-18 | 2019-12-19 | RO | Advising on securities | 2016-10-18 | 2019-12-19 | RO | Asset management | 2016-10-18 | 2019-12-19 | RO | Dealing in securities | 2016-10-18 | 2019-12-19 |
| 6 | Solaris Capital Advisors (HK) Limited | Rep | Advising on securities | 2021-03-05 | 2022-06-01 | Rep | Asset management | 2021-03-05 | 2022-06-01 |
| 7 | TC Investment Management (Asia) Limited | Rep | Advising on corporate finance | 2004-07-30 | Rep | Advising on futures contracts | 2004-07-30 | Rep | Advising on securities | 2004-07-30 | Rep | Asset management | 2004-07-30 | Rep | Dealing in securities | 2004-07-30 |
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