Ho, Ka Wan 何采彤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-02 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2016-07-15 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-09-02 | 2016-07-15 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-09-02 | 2016-06-30 |
| 4 | HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-25 | 2013-06-07 | Rep | Advising on corporate finance | 2016-08-02 | 2017-05-15 |
| 5 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-06-07 | Rep | Dealing in securities | 2016-08-02 | 2017-09-25 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-06-25 | 2014-04-24 |
| 7 | Zircon Securities (HK) Limited | Rep | Advising on securities | 2021-11-22 | 2024-03-11 | Rep | Asset management | 2021-11-22 | 2024-03-11 | Rep | Dealing in securities | 2021-11-22 | 2024-03-11 |
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