Li, Cho Kwong 李早光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2007-11-27 | 2016-01-01 | RO | Dealing in securities | 2007-11-27 | 2016-01-01 |
| 2 | ELSTONE SECURITIES LIMITED | RO | Dealing in securities | 2016-04-18 | 2018-01-31 |
| 3 | GOLDEN POINTS CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2018-02-01 | 2019-01-24 | RO | Asset management | 2018-02-01 | 2019-01-24 | RO | Advising on securities | 2022-11-11 | RO | Asset management | 2022-11-11 |
| 4 | HIGH WISDOM HOLDINGS LIMITED | RO | Advising on securities | 2019-09-02 | 2020-06-30 | RO | Asset management | 2019-09-02 | 2020-06-30 |
| 5 | MORGAN FUEL GO SECURITIES LIMITED | RO | Advising on securities | 2020-07-03 | 2022-08-31 | RO | Asset management | 2020-07-03 | 2022-08-31 | RO | Dealing in securities | 2020-07-03 | 2022-08-31 |
| 6 | Open Securities Limited | Rep | Dealing in securities | 2005-09-07 | 2006-03-20 | Rep | Dealing in securities | 2006-12-20 | 2007-06-16 |
| 7 | ORIENT SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-01 | Rep | Advising on securities | 2003-12-01 | Rep | Asset management | 2003-12-01 | Rep | Automated trading services | 2003-12-01 | Rep | Dealing in securities | 2003-12-01 | RO | Dealing in securities | 2003-12-01 | 2004-07-01 | Rep | Dealing in securities | 2004-08-11 | 2005-03-01 |
| 8 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-27 | 2006-08-04 |
| 9 | SDHG International Securities Limited | Rep | Dealing in securities | 2005-05-17 | 2005-09-01 |
| 10 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | Dealing in securities | 2019-01-29 | 2019-08-27 | RO | Advising on securities | 2019-03-12 | 2019-08-27 |
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