Hung, Kwok Chuen 熊國全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2011-06-12 | Rep | Dealing in futures contracts | 2010-03-25 | 2011-06-12 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2007-10-24 | 2008-06-01 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-11 | Rep | Asset management | 2015-01-15 |
| 4 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2012-08-14 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-06-22 | 2014-05-25 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-22 | 2014-05-25 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2014-05-25 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-22 | 2014-05-25 |
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