Chan, Hei Ming (SFC:ASO239) 陳希明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-09 | Rep | Dealing in securities | 2014-01-09 | Rep | Leveraged foreign exchange trading | 2014-01-09 | 2014-11-26 | Rep | Advising on securities | 2020-12-16 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-08-15 | 2013-12-20 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-05-27 | 2013-12-20 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-27 | 2013-12-20 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-03-12 | 2011-05-19 | Rep | Dealing in securities | 2009-03-12 | 2011-05-19 |
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