Cheung, Shu Yan 張澍昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-05 | 2018-08-02 | Rep | Dealing in securities | 2018-06-05 | 2018-08-02 | RO | Dealing in futures contracts | 2018-08-02 | 2021-09-02 | RO | Dealing in securities | 2018-08-02 | 2021-09-02 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-01-03 | 2016-02-18 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-01-03 | 2016-02-18 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-02-06 | 2014-04-16 | RO | Dealing in securities | 2014-04-16 | 2016-02-18 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-04-16 | 2016-02-18 |
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