Hung, Dick On 熊迪安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-12-27 | 2008-10-14 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-20 | 2023-04-13 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-05-20 | 2023-04-13 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-12-27 | 2008-10-14 |
| 5 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2009-05-20 | 2013-02-19 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-11-19 | 2013-02-19 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-11-19 | 2013-02-19 |
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