Tam, Jack Kwok Wai 譚國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Afflux Securities Limited | RO | Dealing in futures contracts | 2018-11-14 | 2019-10-15 | RO | Dealing in securities | 2018-11-14 | 2019-10-15 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-04-28 | RO | Leveraged foreign exchange trading | 2014-04-28 | 2015-09-16 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2014-04-28 | RO | Dealing in futures contracts | 2014-04-28 | 2015-09-16 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2013-08-19 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2014-04-28 | RO | Dealing in securities | 2014-04-28 | 2015-09-16 | Rep | Advising on securities | 2015-03-27 | 2015-09-16 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-04-28 | 2015-09-16 |
| 7 | Quam Securities Limited | Rep | Dealing in futures contracts | 2016-04-27 | 2016-05-31 | Rep | Dealing in securities | 2016-04-27 | 2016-05-31 | Rep | Advising on securities | 2016-04-27 | 2016-06-30 | RO | Dealing in futures contracts | 2016-05-31 | 2016-06-30 | RO | Dealing in securities | 2016-05-31 | 2016-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy