Patel, Rakesh (SFC:ALI605)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kriya Capital Limited | Rep | Asset management | 2020-07-02 | |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Dealing in securities | 2006-05-16 | 2019-07-31 | RO | Automated trading services | 2011-03-04 | 2019-07-31 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-11-15 | 2005-11-14 | RO | Dealing in securities | 2006-05-16 | 2018-08-31 |
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