Chan, Ada Ho Yan (SFC:AFH091) 陳可欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-23 | 2011-05-26 | Rep | Dealing in futures contracts | 2007-06-21 | 2011-05-26 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-07-28 | 2014-06-10 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in securities | 2007-01-17 |
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