Clarke, Andrew Kenneth (SFC:ADT180)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2018-11-19 | 2019-02-25 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-30 | 2012-06-05 |
| 3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-03 | 2010-06-21 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2005-07-13 |
| 5 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2012-08-20 | 2013-08-20 | Rep | Dealing in securities | 2012-08-20 | 2013-08-20 | RO | Advising on securities | 2013-08-20 | 2018-03-31 | RO | Dealing in securities | 2013-08-20 | 2018-03-31 |
| 6 | Planetree Asset Management Limited (HK) | RO | Asset management | 2020-05-19 | 2023-04-28 |
| 7 | Planetree Discount Lending Limited | RO | Securities margin financing | 2021-05-11 | 2023-04-28 |
| 8 | Planetree Securities Limited | RO | Dealing in securities | 2019-06-05 | 2023-04-28 | RO | Automated trading services | 2022-06-08 | 2023-04-28 |
| 9 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2005-07-25 | 2008-05-24 | Rep | Dealing in securities | 2005-07-25 | 2008-05-24 |
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