Emerson, Kathleen Ann
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-21 | 2013-05-31 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2016-02-01 | |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-27 | 2006-05-02 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-27 | 2006-05-02 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2006-06-01 | 2008-10-28 | Rep | Dealing in futures contracts | 2006-06-01 | 2008-10-28 | Rep | Dealing in securities | 2006-06-01 | 2008-10-28 |
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