Teo, Kim Guan 張金源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Asset management | 2006-09-07 | 2007-07-01 | Rep | Advising on securities | 2006-09-07 | 2008-08-08 | RO | Advising on securities | 2008-08-08 | 2014-09-01 | RO | Asset management | 2008-08-08 | 2014-09-01 |
2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2018-02-01 | Rep | Dealing in futures contracts | 2018-08-13 | 2018-11-20 | RO | Advising on futures contracts | 2018-11-20 | 2023-12-31 | RO | Dealing in futures contracts | 2018-11-20 | 2023-12-31 |
3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-06 | 2018-02-01 | Rep | Dealing in securities | 2018-08-13 | 2018-11-20 | RO | Dealing in securities | 2018-11-20 | 2023-12-31 |
4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2024-08-02 | Rep | Dealing in securities | 2024-08-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy