Wong, Chin Pang (SFC:AFU569) 黃展鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-07 | 2022-10-20 | Rep | Asset management | 2022-10-07 | 2022-10-20 | Rep | Dealing in securities | 2022-10-07 | 2022-10-20 | RO | Advising on securities | 2022-10-20 | RO | Asset management | 2022-10-20 | RO | Dealing in securities | 2022-10-20 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-01-05 | 2006-10-13 | Rep | Dealing in securities | 2006-01-05 | 2006-10-13 | Rep | Dealing in futures contracts | 2013-05-09 | 2014-04-18 | Rep | Dealing in securities | 2013-05-09 | 2014-04-18 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2008-10-20 | 2009-04-30 |
| 4 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2009-05-12 | 2010-01-12 | RO | Asset management | 2010-01-12 | 2010-09-14 |
| 5 | Fosun International Securities Limited | Rep | Dealing in securities | 2021-10-29 | 2021-11-14 |
| 6 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-11 | 2018-11-07 | RO | Dealing in futures contracts | 2018-11-07 | 2021-06-03 |
| 7 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-10-11 | 2018-11-07 | RO | Dealing in securities | 2018-11-07 | 2021-06-03 |
| 8 | Huarong International Securities Limited | Rep | Advising on securities | 2010-11-01 | 2011-01-18 | Rep | Dealing in securities | 2010-11-01 | 2011-01-18 |
| 9 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-07 | 2011-03-09 | Rep | Asset management | 2011-02-07 | 2011-03-09 | RO | Advising on securities | 2011-03-09 | 2013-02-01 | RO | Asset management | 2011-03-09 | 2013-02-01 |
| 10 | OnePlatform Asset Management Limited | RO | Advising on securities | 2022-05-13 | 2022-09-01 | RO | Asset management | 2022-05-13 | 2022-09-01 | RO | Dealing in securities | 2022-05-13 | 2022-09-01 |
| 11 | OnePlatform Securities Limited | Rep | Dealing in securities | 2021-12-23 | 2022-05-12 | RO | Advising on securities | 2022-05-12 | 2022-09-01 | RO | Dealing in securities | 2022-05-12 | 2022-09-01 |
| 12 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2006-01-02 | Rep | Asset management | 2006-01-02 |
| 13 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-29 | Rep | Dealing in futures contracts | 2006-01-02 |
| 14 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Advising on securities | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Dealing in securities | 2006-01-02 |
| 15 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-04-30 | 2014-08-29 | Rep | Asset management | 2014-04-30 | 2014-08-29 | RO | Asset management | 2014-08-29 | 2017-08-31 | RO | Advising on securities | 2014-08-29 | 2018-07-15 | Rep | Asset management | 2017-08-31 | 2018-07-15 |
| 16 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-30 | 2017-03-01 | RO | Dealing in futures contracts | 2017-03-01 | 2018-07-15 |
| 17 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-30 | 2017-03-01 | RO | Dealing in securities | 2017-03-01 | 2018-07-15 |
| 18 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2021-07-12 | 2021-07-14 |
| 19 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-12 | 2021-07-14 |
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