Hung, Cho Yan 洪祖恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2015-07-03 | 2016-06-01 |
| 2 | China Finance Holdings Limited | RO | Dealing in securities | 2014-07-17 | 2014-10-31 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-06-18 | 2008-03-01 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-18 | 2008-03-01 |
| 5 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-10 | 2006-09-28 |
| 6 | Finet Securities Limited | RO | Dealing in futures contracts | 2014-07-17 | 2014-10-31 | RO | Dealing in securities | 2014-07-17 | 2014-10-31 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-03-18 | 2011-03-25 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-03-18 | 2011-03-25 |
| 9 | RIME Capital Limited | RO | Dealing in securities | 2020-03-30 | 2020-09-30 |
| 10 | SR Wealth Securities Limited | RO | Dealing in securities | 2016-08-25 | 2019-01-02 |
| 11 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2012-03-19 | 2014-06-30 |
| 12 | Well Link Securities Limited | Rep | Dealing in futures contracts | 2011-04-13 | 2011-07-06 | Rep | Dealing in securities | 2011-04-13 | 2012-01-11 | RO | Dealing in futures contracts | 2011-07-06 | 2012-03-02 | RO | Dealing in securities | 2012-01-11 | 2012-03-02 |
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