Lam, Yum To 林蔭疇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-19 | 2008-11-01 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-19 | 2008-11-01 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-01 | 2019-10-10 |
| 4 | Well Link Securities Limited | Rep | Dealing in securities | 2008-11-04 | 2017-11-30 |
| 5 | YAN YAN INVESTMENT LIMITED | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in securities | 2005-07-08 |
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