Lam, Alfred Wai Kwong 林偉光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2004-04-02 | Rep | Advising on securities | 2004-04-02 | Rep | Asset management | 2004-04-02 | Rep | Dealing in securities | 2006-01-25 | RO | Dealing in securities | 2006-01-25 | 2017-01-13 | RO | Asset management | 2015-03-09 | 2015-10-12 | RO | Advising on securities | 2015-03-09 | 2017-01-13 |
| 2 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-31 | 2018-01-02 | RO | Dealing in securities | 2018-01-02 | 2019-02-07 |
| 3 | M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-01-27 | 2017-03-14 | RO | Dealing in securities | 2017-03-14 | 2017-06-30 |
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